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Barbour Thornton Farinholt

Riverfront Investment Group, LLC

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About Barbour Thornton Farinholt

Barbour Thornton Farinholt is an investment advisor representative with Riverfront Investment Group, LLC. Barbour has been in the securities industry since July 17, 1992. Prior to joining Riverfront Investment Group, LLC, Barbour worked at DAVENPORT & COMPANY LLC and SCOTT & STRINGFELLOW, INC.. Barbour has a Series 65 license, a Series 63 license, a Series 9 license, a Series 10 license, a Series 24 license, a Series 7 license and a SIE license. Barbour has been a member of the Board of Directors for ETF Action since 2022.

Firm Information

Barbour Farinholt is currently registered with Riverfront Investment Group, LLC. Riverfront Investment Group, LLC is an investment advisor based in RICHMOND, VA. They provide portfolio management services to individuals, investment companies, and other clients. They also offer model delivery platforms. The firm manages approximately $751 million in assets for 485 clients.
Riverfront Investment Group, LLC

1214 EAST CARY STREET

RICHMOND, VA 23219

$751.08M

Assets Under Management

10

Total Clients

31

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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provide investment models to uma and model delivery platforms

Provide investment models to uma and model delivery platforms

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Barbour Farinholt’s Registration & Firm History

VA

05/06/2013 - Present

Riverfront Investment Group, LLC (RICHMOND VA)

VA

09/01/2005 - 10/18/2011

DAVENPORT & COMPANY LLC (RICHMOND VA)

VA

05/05/1999 - 09/16/2005

SCOTT & STRINGFELLOW, INC. (RICHMOND VA)

VA

11/15/1996 - 05/05/1999

SCOTT & STRINGFELLOW, INC. (RICHMOND VA)

NC

10/21/1991 - 12/09/1996

WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)

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Licenses & Designations

IA

Issued 05/03/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/22/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/14/2001

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/07/2000

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 09/10/1998

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/18/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Barbour Thornton Farinholt.
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