Unclaimed
Barbour Thornton Farinholt is an investment advisor representative with Riverfront Investment Group, LLC. Barbour has been in the securities industry since July 17, 1992. Prior to joining Riverfront Investment Group, LLC, Barbour worked at DAVENPORT & COMPANY LLC and SCOTT & STRINGFELLOW, INC.. Barbour has a Series 65 license, a Series 63 license, a Series 9 license, a Series 10 license, a Series 24 license, a Series 7 license and a SIE license. Barbour has been a member of the Board of Directors for ETF Action since 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Provide investment models to uma and model delivery platforms
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
VA
05/06/2013 - Present
Riverfront Investment Group, LLC (RICHMOND VA)
VA
09/01/2005 - 10/18/2011
DAVENPORT & COMPANY LLC (RICHMOND VA)
VA
05/05/1999 - 09/16/2005
SCOTT & STRINGFELLOW, INC. (RICHMOND VA)
VA
11/15/1996 - 05/05/1999
SCOTT & STRINGFELLOW, INC. (RICHMOND VA)
NC
10/21/1991 - 12/09/1996
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
IA
Issued 05/03/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/22/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/14/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/07/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/10/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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