Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barbeau? Claim Your ProfileBarbeau Andrew Roy is a financial advisor who is currently registered with FTI Capital Advisors, LLC in California. Barbeau has over 20 years of experience in the financial industry and holds the Series 7, Series 63 and Series 79TO licenses. Previously, Barbeau worked at Capstone Headwaters, Imperial Capital, LLC, and Giuliani Capital Advisors LLC. Barbeau has a broad range of experience in the financial services industry and is committed to providing clients with personalized investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
07/23/2020 - Present
FTI Capital Advisors, LLC (Los Angeles CA)
MA
06/26/2018 - 03/30/2020
CAPSTONE HEADWATERS (BOSTON MA)
CA
05/01/2006 - 03/15/2018
IMPERIAL CAPITAL, LLC (SAN FRANCISCO CA)
CA
05/06/2002 - 04/25/2006
GIULIANI CAPITAL ADVISORS LLC (SAN FRANCISCO CA)
BC
Issued 05/08/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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