Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barbara? Claim Your ProfileBarbara Wenig is a financial professional with over 14 years of experience in the industry. She has worked at several reputable firms, including Neuberger Berman BD LLC, Lehman Brothers Inc., and currently, Principal Asset Management. Barbara has a broad range of experience and holds the Series 66, Series 7, and SIE licenses. She also holds the Chartered Financial Analyst designation. Barbara currently works in New York, NY and is registered with FINRA and the state of New York to provide investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Spread lending management and advice; asset allocation services; providing model portfolios
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Charge on a cost allocation basis to principal life
1
2
NY
09/17/2021 - Present
Principal Asset Management (New York NY)
NY
09/19/2008 - 09/10/2021
NEUBERGER BERMAN BD LLC (NEW YORK NY)
NY
05/12/2008 - 09/24/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BOTH
Issued 09/07/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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