Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barbara? Claim Your ProfileBarbara Vincent is an advisor representative with Avantax Advisory Services. Barbara Vincent has been in the industry since 1998 and has 3 approved state registrations and 1 approved Investment Adviser Representative (IAR) registration. Barbara Vincent has passed exams for Series 6, Series 7, Series 63, and Series 66 as well as the SIE exam. Barbara Vincent has experience with Ameritas Investment Corp., Carillon Investments, Inc., and H.D. Vest Investment Services. Barbara Vincent specializes in insurance sales, tax preparation and accounting, and mortgage services. Barbara Vincent also provides financial planning services and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
CA
07/21/2011 - Present
Avantax Advisory Services (Alamo CA)
CA
06/30/2006 - 12/31/2010
AMERITAS INVESTMENT CORP. (SAN RAMON CA)
CA
02/25/2004 - 06/30/2006
CARILLON INVESTMENTS, INC. (SAN RAMON CA)
TX
11/18/1998 - 03/16/2004
H.D. VEST INVESTMENT SERVICES (DALLAS TX)
NY
10/08/1998 - 10/30/1998
CFS BROKERAGE CORP. (NEW YORK NY)
BOTH
Issued 07/30/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/31/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2001
Series 7 - General Securities Representative Examination
BC
Issued 09/28/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Barbara Vincent is the right advisor for you? Invested Better is here to help.
