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Barbara Untermeyer Carton-riker

Buckman, Buckman & Reid, Inc.

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About Barbara Untermeyer Carton-riker

Barbara Carton-riker is a financial advisor with over 50 years of experience in the industry. Barbara has held positions at several firms including Highlander Capital Group, Inc., Mercer, Bokert, Buckman & Reid, Inc., Underhill Associates, Incorporated, Jonathan Alan & Co., Inc., Warren W. York & Co., Inc., Crichton Company Inc and Untermeyer & Carton, Inc. Barbara is currently registered with Buckman, Buckman & Reid, Inc.

Firm Information

Barbara Carton-riker is currently registered with Buckman, Buckman & Reid, Inc.. Buckman, Buckman & Reid, Inc. is a Corporation formed on September 7, 1988. The firm is registered in 50 states and is also SEC registered. The firm has reported 18 regulatory events and 4 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

24

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Barbara Carton-riker’s Registration & Firm History

NJ

07/19/2023 - Present

Buckman, Buckman & Reid, Inc. (LITTLE SILVER NJ)

NJ

01/25/1994 - 07/19/2023

HIGHLANDER CAPITAL GROUP, INC. (SHORT HILLS NJ)

NJ

07/03/1990 - 01/14/1994

MERCER, BOKERT, BUCKMAN & REID, INC. (LITTLE SILVER NJ)

NJ

04/29/1983 - 03/09/1990

UNDERHILL ASSOCIATES, INCORPORATED (RED BANK NJ)

NA

03/27/1989 - 11/28/1989

JONATHAN ALAN & CO., INC.

NA

03/11/1974 - 04/14/1983

WARREN W. YORK & CO., INC.

NA

11/15/1971 - 10/10/1973

CRICHTON COMPANY INC

NA

05/01/1969 - 08/21/1971

UNTERMEYER & CARTON, INC.

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Licenses & Designations

BC

Issued 10/27/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/18/1969

Series 00 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/17/1967

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Barbara Untermeyer Carton-riker.
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