Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barbara? Claim Your ProfileBarbara Tutunjian is a financial professional with over 25 years of experience in the industry. She has been registered with the Securities and Exchange Commission (SEC) since 1994 and is currently affiliated with UBS Financial Services Inc. in Albany, New York. Barbara has a broad range of experience and specializes in providing financial services to individuals, businesses, corporations, charitable organizations, and high-net-worth individuals. Barbara is also licensed to provide investment advice in several states across the country.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
07/16/2021 - Present
UBS Financial Services Inc. (ALBANY NY)
CO
09/24/2019 - 06/17/2021
RBC CAPITAL MARKETS, LLC (COLORADO SPRINGS CO)
CO
09/11/2017 - 10/03/2019
UBS FINANCIAL SERVICES INC. (COLORADO SPRINGS CO)
NY
03/22/2012 - 06/27/2017
UBS FINANCIAL SERVICES INC. (ALBANY NY)
NY
03/29/2011 - 04/03/2012
MORGAN STANLEY SMITH BARNEY (ALBANY NY)
NY
08/24/2010 - 11/24/2010
AXA ADVISORS, LLC (CLIFTON PARK NY)
NY
06/01/2009 - 08/11/2010
MORGAN STANLEY SMITH BARNEY (SARATOGA SPRINGS NY)
NY
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SARATOGA SPRINGS NY)
NY
07/23/2002 - 04/02/2007
MORGAN STANLEY DW INC. (SARATOGA SPRINGS NY)
NY
05/22/2000 - 06/12/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
SC
03/31/1999 - 03/23/2000
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
NY
09/30/1997 - 04/02/1999
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
TX
12/12/1994 - 10/07/1997
U.S. CLEARING CORP. (DALLAS TX)
NY
08/27/1994 - 12/15/1994
BANCA IMI SECURITIES CORP. (NEW YORK NY)
NY
04/14/1994 - 06/06/1994
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
04/14/1994 - 06/06/1994
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BC
Issued 04/13/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/2000
Series 7 - General Securities Representative Examination
BC
Issued 04/13/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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