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Barbara Theresa Pasternack

A.g.p. / Alliance Global Partners

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About Barbara Theresa Pasternack

Barbara Theresa Pasternack is a financial professional with over 30 years of experience in the securities industry. Barbara is currently registered with A.g.p. / Alliance Global Partners, located in Holmdel, NJ. Previously, Barbara was associated with AEGIS CAPITAL CORP. and MAXIM GROUP LLC. Barbara has held several professional designations, including Series 4, 6, 7, 63 and 65. Barbara's areas of expertise include individual portfolio management, portfolio management for businesses, and portfolio management for pooled investment vehicles.

Firm Information

Barbara Pasternack is currently registered with A.g.p. / Alliance Global Partners. A.g.p. / Alliance Global Partners is a Limited Liability Company with a main office in Westport, Connecticut, and has been operating since July 2022. The firm has over 238 registered representatives and manages over $1.6 billion in regulatory assets. A.g.p. / Alliance Global Partners provides a variety of advisory services, including financial planning, portfolio management for individuals and businesses, selection of other advisors, and portfolio management for pooled investment vehicles. They cater to a diverse range of clients, including individuals, high-net-worth individuals, businesses, corporations, and charitable organizations.
A.g.p. / Alliance Global Partners

88 POST ROAD WEST

WESTPORT, CT 06880

$1.69B

Assets Under Management

Not reported

Total Clients

175

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Sub-adviser of pooled investment vehicle charges a performance f

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Barbara Pasternack’s Registration & Firm History

NJ

04/30/2021 - Present

A.g.p. / Alliance Global Partners (Holmdel NJ)

NJ

02/18/2011 - 05/04/2021

AEGIS CAPITAL CORP. (HOLMDEL NJ)

NY

10/23/2002 - 04/22/2009

MAXIM GROUP LLC (NEW YORK NY)

NY

06/01/1999 - 10/23/2002

INVESTEC ERNST & COMPANY (NEW YORK NY)

NY

08/24/1989 - 06/01/1999

STUART, COLEMAN & CO., INC. (NEW YORK NY)

NA

01/23/1989 - 04/25/1990

ALLEGIANCE SECURITIES, INC.

NA

12/02/1987 - 01/24/1989

ALLIED CAPITAL GROUP, INC.

NA

09/13/1986 - 11/30/1987

I. A. RABINOWITZ & CO.

NA

01/26/1984 - 08/26/1986

FIRST INVESTORS CORPORATION

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Licenses & Designations

IA

Issued 03/17/2009

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/26/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/05/1988

Series 4 - Registered Options Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/18/1986

Series 7 - General Securities Representative Examination

BC

Issued 01/25/1984

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Barbara Theresa Pasternack. Review regulatory record here.
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