Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barbara? Claim Your ProfileBarbara Doty is a financial advisor currently associated with Northwestern Mutual Investment Services, LLC. Barbara has been in the industry since 2007 and has a Series 66, Series 7 and SIE license. Barbara's professional background includes working with Northwestern Mutual Investment Services, LLC, Raymond James Financial Services, Inc. and Sagepoint Financial, Inc. Barbara has experience providing investment research and referrals to other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WI
01/18/2011 - Present
Northwestern Mutual Investment Services, LLC (DELAFIELD WI)
WI
06/15/2010 - 12/22/2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (BROOKFIELD WI)
WI
08/10/2009 - 04/05/2010
RAYMOND JAMES FINANCIAL SERVICES, INC. (WAUKESHA WI)
WI
03/08/2007 - 08/12/2009
SAGEPOINT FINANCIAL, INC. (WAUKESHA WI)
BOTH
Issued 01/29/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Barbara Doty is the right advisor for you? Invested Better is here to help.
