Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barbara? Claim Your ProfileBarbara Suzanne Wagner is a financial advisor at RBC Capital Markets, LLC, a firm with over $50 billion in assets under management. Barbara has been in the industry since 1994 and has experience working with a variety of clients, including high-net-worth individuals, corporations, and pension plans. Barbara has held various roles within the financial industry, most recently serving as a financial advisor at Ministry Partners Securities, LLC. Barbara is a Series 7, 66, 24 and SIE licensed professional and has over 20 years of experience working with clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
08/05/2024 - Present
RBC Capital Markets, LLC (FRESNO CA)
CA
01/07/2020 - 04/23/2024
MINISTRY PARTNERS SECURITIES, LLC (FRESNO CA)
CA
04/23/2019 - 07/29/2019
LPL FINANCIAL LLC (FRESNO CA)
CA
07/26/2016 - 04/16/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEWPORT BEACH CA)
CA
11/12/2014 - 04/29/2015
D.A. DAVIDSON & CO. (NEWPORT BEACH CA)
CA
03/09/2012 - 01/14/2013
SCF SECURITIES, INC. (FRESNO CA)
CA
11/08/2000 - 06/01/2011
STRONGTOWER FINANCIAL, INC. (FRESNO CA)
NY
06/13/1995 - 12/14/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
03/22/1993 - 08/02/1993
DAIN BOSWORTH INCORPORATED
NA
04/27/1992 - 01/26/1993
HOLFORD SECURITIES (U.S.), INC.
NY
12/17/1985 - 04/27/1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 11/01/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/30/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/16/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/1985
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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