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Barbara Sue Wickman

Raymond James Financial Services, Inc.

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About Barbara Sue Wickman

Barbara Sue Wickman is a financial advisor with over 20 years of experience in the industry. Barbara has been registered with Raymond James Financial Services, Inc. since 2004. Previously, she worked at Raymond James & Associates, Inc. and First of America Brokerage Service, Inc. Barbara is licensed to sell securities in Florida. She holds the Series 6 and SIE licenses.

Firm Information

Barbara Wickman is currently registered with Raymond James Financial Services, Inc.. Raymond James Financial Services, Inc. is a Corporation that was formed on September 12, 1973. The firm is registered in 53 states and is also registered with the SEC. The firm has been involved in 125 regulatory events and 76 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

568

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Barbara Wickman’s Registration & Firm History

FL

02/02/2004 - Present

Raymond James Financial Services, Inc. (Port Charlotte FL)

FL

09/30/1997 - 07/12/2002

RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)

OH

03/18/1997 - 09/30/1997

FIRST OF AMERICA BROKERAGE SERVICE, INC. (CLEVELAND OH)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/17/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Barbara Sue Wickman.
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