Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barbara? Claim Your ProfileBarbara Schroeder is an active investment advisor representative with over 29 years of experience in the financial industry. Barbara is currently registered with Wells Fargo Advisors Financial Network, LLC. Barbara holds a Series 3, 4, 7, 63, and 65 license. Barbara is registered in 26 states and has worked with a variety of clients, including individuals, corporations, businesses, and pension plans. In addition to her investment advisory experience, Barbara has also held various positions at other firms, including NationsBanc Investments, Inc., Barnett Investments, Inc., and Prudential Securities Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
08/04/2023 - Present
Wells Fargo Advisors Financial Network, LLC (Jacksonville FL)
FL
07/01/2003 - 08/04/2023
WELLS FARGO CLEARING SERVICES, LLC (JACKSONVILLE FL)
NY
12/16/1998 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MA
04/01/1998 - 11/04/1998
NATIONSBANC INVESTMENTS, INC. (BOSTON MA)
FL
08/16/1994 - 04/01/1998
BARNETT INVESTMENTS, INC. (JACKSONVILLE FL)
IA
Issued 09/10/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/26/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/20/1995
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/1999
Series 3 - National Commodity Futures Examination
BC
Issued 08/15/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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