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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barbara? Claim Your ProfileBarbara Roman Taylor is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Barbara is a registered investment advisor and has been in the industry since 1988. Barbara specializes in providing financial advice to high-net-worth individuals, corporations, and pension and profit-sharing plans. Barbara has experience in a variety of investment areas, including stocks, bonds, mutual funds, and options. Barbara holds Series 7, 31 and 63 licenses, as well as the SIE and Series 65. Barbara has previously worked at Morgan Stanley, JW Charles Securities, Inc., and Dean Witter Reynolds Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
03/19/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WEST PALM BEACH FL)
FL
07/18/2018 - 07/08/2019
MORGAN STANLEY (BOCA RATON FL)
FL
03/07/2017 - 05/16/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MAITLAND FL)
FL
12/02/2008 - 06/30/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DEERFIELD BEACH FL)
FL
01/17/2008 - 12/03/2008
MORGAN STANLEY & CO. INCORPORATED (BOCA RATON FL)
FL
03/29/2001 - 12/17/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOCA RATON FL)
NY
09/19/2000 - 04/02/2001
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
10/25/1996 - 09/12/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
03/06/1992 - 11/09/1995
QUICK & REILLY, INC. (NEW YORK NY)
FL
12/20/1988 - 02/04/1992
JW CHARLES SECURITIES, INC. (BOCA RATON FL)
NA
05/25/1988 - 08/12/1988
BLINDER, ROBINSON & CO., INC.
IA
Issued 04/01/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/03/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 05/21/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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