Unclaimed
Barbara Ridings Exter is an investment advisor representative with MML Investors Services, LLC. Barbara has been in the securities industry since 1984. Barbara currently holds registrations in Delaware, Pennsylvania and Texas. In addition to her role with MML Investors Services, LLC, Barbara is a secretary for Firm Foundation Recovery, a non-profit addiction recovery center.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
DE
02/07/2022 - Present
MML Investors Services, LLC (NEWARK DE)
DE
07/11/2014 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (NEWARK DE)
PA
07/09/2013 - 01/02/2015
NEW ENGLAND SECURITIES (NEWTOWN SQUARE PA)
MD
04/29/2010 - 05/31/2013
H. BECK, INC. (BETHESDA MD)
DE
08/01/2008 - 11/21/2008
NATIONWIDE SECURITIES, LLC (NEWARK DE)
DE
08/25/2006 - 08/01/2008
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
DE
04/20/2005 - 09/01/2006
NATIONWIDE SECURITIES, INC. (NEWARK DE)
DE
06/21/1982 - 04/11/2005
HEATHER AGENCY, INC. (NEWARK DE)
BOTH
Issued 11/19/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/03/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/30/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Barbara Exter is the right advisor for you? Invested Better is here to help.