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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barbara? Claim Your ProfileBarbara Duffield is an Investment Advisor Representative at Osaic Wealth, Inc. in Concord, Massachusetts. Barbara has been in the financial services industry since 1978, holding a Series 63, Series 65, Series 7, Series 24 and SIE licenses. Barbara has worked at several firms throughout her career including LinSco Financial Group, Inc., First Alliance Financial Services, Inc., Pruco Securities Corporation, The Prudential Insurance Company of America, Burbank & Company, Inc., FSC Securities Corporation, and Osaic Wealth, Inc. Barbara currently holds an active registration with FINRA and is registered with the state of Massachusetts as an investment advisor. Barbara offers a wide range of investment advisory services to individuals, businesses, and charitable organizations.
CONCORD, MA
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MA
05/24/2024 - Present
Osaic Wealth, Inc. (CONCORD MA)
MA
01/10/1995 - 11/03/2023
FSC SECURITIES CORPORATION (CONCORD MA)
SC
12/16/1989 - 12/31/1994
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
NA
07/15/1985 - 12/16/1989
LINSCO FINANCIAL GROUP, INC.
NA
02/14/1984 - 07/25/1985
FIRST ALLIANCE FINANCIAL SERVICES, INC.
NA
02/18/1982 - 11/11/1983
PRUCO SECURITIES CORPORATION
NA
12/17/1980 - 11/11/1983
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
NA
09/01/1976 - 02/08/1979
BURBANK & COMPANY, INC.
IA
Issued 11/28/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 8/13/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 4/1/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 4/16/1985
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/21/1976
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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