Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barbara? Claim Your ProfileBarbara Rae Hughes is a registered representative with Stifel, Nicolaus & Company, Inc. in Springfield, MO, and has been in the securities industry since October 6, 1993. Barbara is registered to conduct business in Arkansas, Missouri, New Mexico, Ohio, Oklahoma, Texas, Virginia, and Wisconsin. Barbara Rae Hughes is also registered as an investment advisor representative in Missouri and Texas. In addition to her role at Stifel, Nicolaus & Company, Inc., Barbara is active in several organizations, including the PEO, the Breast Cancer Foundation of the Ozarks Title Works, and the Greene County Missouri Republican Central Committee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
07/02/2018 - Present
Stifel, Nicolaus & Company, Inc. (SPRINGFIELD MO)
MO
01/04/2008 - 07/03/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SPRINGFIELD MO)
MO
10/07/1993 - 01/23/2008
CITIGROUP GLOBAL MARKETS INC. (SPRINGFIELD MO)
IA
Issued 10/29/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/14/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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