Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barbara? Claim Your ProfileBarbara Mays Appling is a financial advisor with over 15 years of experience in the industry. She is currently registered with Purshe Kaplan Sterling Investments and has previously been registered with FSC Securities Corporation and Securities America, Inc. Barbara holds Series 6, Series 63, and SIE licenses. She is registered in Georgia and has been with Purshe Kaplan Sterling Investments since 2013.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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GA
08/08/2013 - Present
Purshe Kaplan Sterling Investments (ATLANTA GA)
GA
01/01/2011 - 04/03/2012
FSC SECURITIES CORPORATION (ATLANTA GA)
GA
09/30/2005 - 06/30/2009
SECURITIES AMERICA, INC. (ATLANTA GA)
OH
07/27/2004 - 10/04/2005
CAP PRO BROKERAGE SERVICES, INC. (COLUMBUS OH)
BC
Issued 08/19/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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