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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barbara? Claim Your ProfileBarbara Marquis is a financial advisor with over 20 years of experience in the financial services industry. Barbara is registered with Stratos Wealth Partners, Ltd. in Arizona and Texas. Barbara has previously worked with Wells Fargo Clearing Services, LLC, UBS Financial Services Inc., and A. G. Edwards & Sons, Inc. Barbara holds the Series 63, Series 66 and Series 7 licenses. Barbara's areas of specialization include financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of assets under management with third party managers
1
2
AZ
02/13/2020 - Present
Stratos Wealth Partners, Ltd. (SCOTTSDALE AZ)
AZ
08/14/2009 - 02/19/2020
WELLS FARGO CLEARING SERVICES, LLC (SCOTTSDALE AZ)
AZ
09/03/2004 - 08/24/2009
UBS FINANCIAL SERVICES INC. (PHOENIX AZ)
MO
06/01/2000 - 09/15/2004
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BOTH
Issued 03/01/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/12/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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