Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barbara? Claim Your ProfileBarbara Ziegler is a financial professional with over 28 years of experience in the industry. Barbara is currently registered with Franklin Distributors, LLC. Previously, Barbara worked with FORESIDE FUND SERVICES, LLC, LEGG MASON INVESTOR SERVICES, LLC, LEGG MASON WOOD WALKER, INCORPORATED, LM FINANCIAL PARTNERS, INC., and ARROYO SECO, INC. Barbara is licensed to sell securities in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/24/2023 - Present
Franklin Distributors, LLC (New York NY)
CA
05/31/2016 - 01/09/2023
FORESIDE FUND SERVICES, LLC (Los Angeles CA)
CA
12/01/2005 - 01/19/2016
LEGG MASON INVESTOR SERVICES, LLC (PASADENA CA)
MD
09/30/2003 - 12/01/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
LA
08/11/2001 - 09/30/2003
LM FINANCIAL PARTNERS, INC. (NEW ORLEANS LA)
CA
10/23/1996 - 08/11/2001
ARROYO SECO, INC. (PASADENA CA)
CA
08/04/1994 - 04/04/1996
TCW BROKERAGE SERVICES (LOS ANGELES CA)
BC
Issued 11/21/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/30/2023
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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