Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barbara? Claim Your ProfileBarbara Viola is a financial professional with over 20 years of experience in the financial services industry. Barbara is currently registered with Hornor, Townsend & Kent, LLC and is a Series 24, Series 7 and SIE licensed professional. Barbara has previously been affiliated with firms such as Capital One Investment Services LLC, Vanderbilt Securities, LLC, American Portfolios Financial Services, Inc., EarlyBirdCapital, Inc., and KSH Investment Group, Inc. Barbara's areas of expertise include providing financial planning, portfolio management for individuals and businesses, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Trail commissions, distribution assistance fees
1
2
NY
11/03/2010 - Present
Hornor, Townsend & Kent, LLC (NEW YORK NY)
NY
09/30/2010 - 10/12/2010
CAPITAL ONE INVESTMENT SERVICES LLC (MELVILLE NY)
NY
07/09/2003 - 08/23/2010
VANDERBILT SECURITIES, LLC (MELVILLE NY)
NY
05/21/2007 - 05/29/2007
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (HOLBROOK NY)
NY
05/08/2003 - 07/01/2003
EARLYBIRDCAPITAL, INC. (MELVILLE NY)
NY
07/24/2002 - 03/19/2003
KSH INVESTMENT GROUP, INC. (GREAT NECK NY)
BC
Issued 09/20/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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