Unclaimed
Barbara Louise Swenson is a financial advisor with Northwestern Mutual Investment Services, LLC. Barbara is licensed to provide investment advice and securities services in Minnesota, Wisconsin, South Dakota, Iowa, Kansas, Nebraska, Colorado, Montana, Alaska, and Georgia. Barbara has been in the financial industry since 2020. Barbara is registered with FINRA and is a member of the Securities Industry and Financial Markets Association (SIFMA). Barbara is committed to providing her clients with personalized financial advice and investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MN
08/11/2020 - Present
Northwestern Mutual Investment Services, LLC (EDINA MN)
BC
Issued 08/24/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/04/2021
Series 7TO - General Securities Representative Examination
BC
Issued 08/11/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/17/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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