Unclaimed
Barbara Louise Miller has been in the financial services industry since August 7, 1995. Barbara is a Registered Representative of Northland Securities, Inc. and is currently licensed in Minnesota. Barbara has experience in financial planning and portfolio management for both businesses and individuals. Barbara has previously worked at FINTEGRA, LLC, SII INVESTMENTS, INC., TRANSAMERICA FINANCIAL ADVISORS, INC., WASHINGTON SQUARE SECURITIES, INC., OFFERMAN & COMPANY, PRIMEVEST FINANCIAL SERVICES, INC., and BENEFITSCORP EQUITIES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Research services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Negotiated
1
2
MN
10/02/2015 - Present
Northland Securities, Inc. (MINNEAPOLIS MN)
MN
05/08/2003 - 08/04/2015
FINTEGRA, LLC (MINNEAPOLIS MN)
WI
04/02/2002 - 04/30/2003
SII INVESTMENTS, INC. (APPLETON WI)
CA
02/26/2001 - 02/25/2002
TRANSAMERICA FINANCIAL ADVISORS, INC. (LOS ANGELES CA)
CT
04/20/2000 - 02/20/2001
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
MN
07/01/1997 - 02/23/2000
OFFERMAN & COMPANY (MINNEAPOLIS MN)
MN
04/11/1996 - 07/03/1997
PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)
CO
02/28/1995 - 04/16/1996
BENEFITSCORP EQUITIES, INC. (GREENWOOD VILLAGE CO)
BOTH
Issued 11/21/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/06/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/09/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/1997
Series 7 - General Securities Representative Examination
BC
Issued 02/27/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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