Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barbara? Claim Your ProfileBarbara Kesterson is a financial advisor with over 25 years of experience in the financial services industry. Barbara is currently registered with Avantax Investment Services, Inc., and has previously held registrations with a number of other firms including Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Advisor Networks LLC and Cetera Investment Services LLC. Barbara holds a number of industry licenses including Series 4, 7, 24, 27, 63, 65, 99TO, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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IA
07/01/2024 - Present
Avantax Investment Services, Inc. (WEST DES MOINES IA)
IA
03/10/2017 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (W Des Moines IA)
IA
07/09/2015 - 12/03/2019
SUMMIT BROKERAGE SERVICES, INC. (W Des Moines IA)
IA
07/09/2015 - 11/01/2017
GIRARD SECURITIES, INC. (W DES MOINES IA)
IA
07/09/2015 - 11/09/2016
INVESTORS CAPITAL CORP. (WEST DES MOINES IA)
IA
07/09/2015 - 11/09/2016
VSR FINANCIAL SERVICES, INC. (West Des Moines IA)
IA
09/12/2011 - 12/31/2012
DIRECTED SERVICES LLC (DES MOINES IA)
PA
09/12/2011 - 05/14/2012
ING AMERICA EQUITIES, INC. (WEST CHESTER PA)
CT
09/12/2011 - 05/14/2012
ING INVESTMENT ADVISORS, LLC (WINDSOR CT)
CT
09/12/2011 - 05/14/2012
SYSTEMATIZED BENEFITS ADMINISTRATORS, INC. (WINDSOR CT)
IA
07/15/2010 - 05/14/2012
ING FINANCIAL ADVISERS, LLC (DES MOINES IA)
IA
11/23/2005 - 05/14/2012
ING FINANCIAL PARTNERS, INC. (DES MOINES IA)
IA
03/11/2006 - 02/01/2010
FINANCIAL NETWORK INVESTMENT CORPORATION (DES MOINES IA)
IA
03/11/2006 - 02/01/2010
MULTI-FINANCIAL SECURITIES CORPORATION (DES MOINES IA)
MI
08/22/2003 - 10/25/2005
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
IA
04/22/1997 - 08/27/2003
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
MN
06/05/1996 - 04/15/1997
BRENTON INVESTMENTS, INC. (PLYMOUTH MN)
IA
Issued 07/03/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/12/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/24/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/28/1999
Series 27 - Financial and Operations Principal Examination
BC
Issued 02/16/1998
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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