Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barbara? Claim Your ProfileBarbara Loos is a financial advisor who is registered with Pruco Securities, LLC and has been in the industry since 2001. Barbara has a wide range of experience and holds several licenses and certifications, including Series 6, 7, 26, 63 and 65. Barbara specializes in working with individuals, high-net-worth individuals, corporations or other businesses, and trusts or estates. Barbara is licensed to sell securities in Arizona, California, Florida, New Jersey, New York, Oregon, and Rhode Island.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
CA
09/17/2014 - Present
Pruco Securities, LLC (IRVINE CA)
CA
06/27/2001 - 09/04/2014
PFS INVESTMENTS INC. (TUSTIN CA)
IA
Issued 04/21/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/07/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/12/2005
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/2017
Series 7 - General Securities Representative Examination
BC
Issued 06/26/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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