Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barbara? Claim Your ProfileBarbara Kauffmann Angel is a registered representative with Wells Fargo Securities, LLC, with over 20 years of experience in the financial services industry. Barbara holds the Series 7, Series 63, and Series 79TO licenses and is registered to conduct business in 53 states. Prior to joining Wells Fargo Securities, LLC, Barbara worked at Wachovia Securities, LLC, and First Union Capital Markets Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/26/2021 - Present
Wells Fargo Securities, LLC (New York NY)
MO
10/01/1999 - 10/01/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
02/02/1998 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NC
04/27/1995 - 02/02/1998
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
BC
Issued 08/17/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/26/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 09/17/2021
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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