Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barbara? Claim Your ProfileBarbara Ferguson is a financial professional with over 30 years of experience in the industry. She is currently registered with Franklin Distributors, LLC and has been with the firm since December 1, 2005. Before that, Barbara worked for Citigroup Global Markets Inc. and Lehman Brothers Inc. Barbara is licensed to provide investment advice in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. She holds the Series 63, Series 65, Series 53, SIE, and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/01/2005 - Present
Franklin Distributors, LLC (NEW YORK NY)
NY
07/31/1993 - 12/01/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
08/19/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 05/05/1994
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/20/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/28/2005
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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