Unclaimed
Barbara Joan Pegues is a financial advisor who has been working in the financial industry since 2000. Barbara is currently registered with Osaic Wealth, Inc. in Scottsdale, Arizona and is licensed to provide financial advice in Georgia. Barbara has extensive experience in the financial services industry having previously worked at several other firms including FSC Securities Corporation, Fifth Third Securities, Inc., Allstate Financial Services, LLC, Wachovia Securities, LLC and First Union Brokerage Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
11/03/2023 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
GA
06/05/2013 - 11/03/2023
FSC SECURITIES CORPORATION (ATLANTA GA)
GA
10/26/2011 - 11/08/2012
FIFTH THIRD SECURITIES, INC. (MARIETTA GA)
GA
06/05/2009 - 02/17/2010
FIFTH THIRD SECURITIES, INC. (MARIETTA GA)
GA
07/10/2008 - 05/15/2009
ALLSTATE FINANCIAL SERVICES, LLC (ATLANTA GA)
GA
10/01/2000 - 01/28/2008
WACHOVIA SECURITIES, LLC (ATLANTA GA)
NC
02/10/1998 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
BC
Issued 11/21/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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