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Barbara Joan Pegues

Osaic Wealth, Inc.

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About Barbara Joan Pegues

Barbara Joan Pegues is a financial advisor who has been working in the financial industry since 2000. Barbara is currently registered with Osaic Wealth, Inc. in Scottsdale, Arizona and is licensed to provide financial advice in Georgia. Barbara has extensive experience in the financial services industry having previously worked at several other firms including FSC Securities Corporation, Fifth Third Securities, Inc., Allstate Financial Services, LLC, Wachovia Securities, LLC and First Union Brokerage Services, Inc.

Firm Information

Barbara Pegues is currently registered with Osaic Wealth, Inc.. Osaic Wealth, Inc. is a corporation headquartered in Scottsdale, AZ. The firm has been approved and operates as an investment advisor, offering financial planning, pension consulting, and educational seminars. Osaic Wealth, Inc. manages assets for individuals, businesses, and charitable organizations, and participates in wrap fee programs.
Osaic Wealth, Inc.

18700 N. HAYDEN ROAD

SCOTTSDALE, AZ 85255

$94.56B

Assets Under Management

39,691

Total Clients

8,460

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Barbara Pegues’s Registration & Firm History

AZ

11/03/2023 - Present

Osaic Wealth, Inc. (SCOTTSDALE AZ)

GA

06/05/2013 - 11/03/2023

FSC SECURITIES CORPORATION (ATLANTA GA)

GA

10/26/2011 - 11/08/2012

FIFTH THIRD SECURITIES, INC. (MARIETTA GA)

GA

06/05/2009 - 02/17/2010

FIFTH THIRD SECURITIES, INC. (MARIETTA GA)

GA

07/10/2008 - 05/15/2009

ALLSTATE FINANCIAL SERVICES, LLC (ATLANTA GA)

GA

10/01/2000 - 01/28/2008

WACHOVIA SECURITIES, LLC (ATLANTA GA)

NC

02/10/1998 - 10/01/2000

FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 11/21/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/06/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Barbara Joan Pegues. Review regulatory record here.
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