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Barbara Jo Pippin

MMA Securities LLC

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About Barbara Jo Pippin

Barbara Jo Pippin is a registered representative with MMA Securities LLC. Barbara has over 30 years of experience in the financial services industry and has held a variety of roles at firms such as PURSHE KAPLAN STERLING INVESTMENTS, LPL FINANCIAL LLC, NRP FINANCIAL, INC., COMMERCE CAPITAL MARKETS, INC., CITIGROUP GLOBAL MARKETS INC., LEHMAN BROTHERS INC., and BLINDER, ROBINSON & CO., INC.. Barbara holds the Series 7 and Series 63 licenses. Barbara has been active in the financial services industry since 1989. Barbara is registered in New Jersey.

Firm Information

Barbara Pippin is currently registered with MMA Securities LLC. MMA Securities LLC is a Limited Liability Company formed in February 1998. The firm, headquartered in New York, NY, provides advisory services to retirement plan participants, including pension consulting, educational seminars, and selection of other advisors. With a focus on retirement services, MMA Securities LLC serves a wide range of clients, including pension and profit-sharing plans, state or municipal government entities, and plan participants. They are registered with the SEC and hold registrations in all 50 states.
MMA Securities LLC

1166 AVENUE OF THE AMERICAS

NEW YORK, NY 10036

Not reported

Assets Under Management

6,149

Total Clients

169

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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advisory services to retirement plan participants

Advisory services to retirement plan participants

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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other

Based on assets under advisement or per capita

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Barbara Pippin’s Registration & Firm History

PA

01/02/2020 - Present

MMA Securities LLC (Conshohocken PA)

PA

11/17/2014 - 01/27/2020

PURSHE KAPLAN STERLING INVESTMENTS (Plymouth Meeting PA)

PA

11/30/2010 - 11/17/2014

LPL FINANCIAL LLC (PLYMOUTH MEETING PA)

PA

08/01/2008 - 11/30/2010

NRP FINANCIAL, INC. (PLYMOUTH MEETING PA)

NJ

01/03/2005 - 08/11/2008

COMMERCE CAPITAL MARKETS, INC. (CHERRY HILL NJ)

NY

07/31/1993 - 12/16/2004

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

01/31/1991 - 07/31/1993

LEHMAN BROTHERS INC. (NEW YORK NY)

NA

01/19/1990 - 10/18/1990

BLINDER, ROBINSON & CO., INC.

NA

02/14/1989 - 08/02/1989

BLINDER, ROBINSON & CO., INC.

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Licenses & Designations

BC

Issued 02/22/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/11/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Barbara Jo Pippin.
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