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Barbara Jennifer Vanderwilden

Piper Sandler & Co.

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About Barbara Jennifer Vanderwilden

Barbara Jennifer Vanderwilden is a financial professional with over 20 years of experience in the industry. Currently, Barbara is an Investment Advisor Representative at Piper Sandler & Co., where she has been since August 2019. Prior to that, Barbara was registered with Weeden & Co. L.P. from May 2002 to August 2019. Previously, Barbara was also registered with Bear, Stearns & Co. Inc., Lazard Freres & Co. LLC, and UBS Securities LLC. Barbara's areas of expertise include portfolio management for businesses and providing analytical reports and public finance consulting. Barbara is licensed to provide financial services in California, Connecticut, Florida, Illinois, Massachusetts, Minnesota, New Hampshire, New York, Pennsylvania, Rhode Island, Texas and Vermont.

Firm Information

Barbara Vanderwilden is currently registered with Piper Sandler & Co.. Piper Sandler & Co. is a corporation headquartered in Minneapolis, Minnesota, that was formed on July 28, 1969. The firm provides analytical reports and public finance consulting program services, and manages portfolios for businesses. The firm has a total of 1,359 registered representatives and 24 investment adviser representatives, and manages approximately $1 billion to $10 billion in assets.
Piper Sandler & Co.

800 NICOLLET MALL

MINNEAPOLIS, MN 55402-7020

$1.58B

Assets Under Management

21

Total Clients

809

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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analytical reports/public finance consulting program

Analytical reports/public finance consulting program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Barbara Vanderwilden’s Registration & Firm History

MA

08/02/2019 - Present

Piper Sandler & Co. (Boston MA)

MA

05/29/2002 - 08/02/2019

WEEDEN & CO.L.P. (BOSTON MA)

NY

08/11/2000 - 05/09/2002

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NY

03/30/1998 - 07/03/2000

LAZARD FRERES & CO. LLC (NEW YORK NY)

NY

02/04/1997 - 03/18/1998

UBS SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/03/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/03/1997

Series 7 - General Securities Representative Examination

BC

Issued 10/01/1991

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Barbara Jennifer Vanderwilden.
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