Unclaimed
Barbara Jennifer Vanderwilden is a financial professional with over 20 years of experience in the industry. Currently, Barbara is an Investment Advisor Representative at Piper Sandler & Co., where she has been since August 2019. Prior to that, Barbara was registered with Weeden & Co. L.P. from May 2002 to August 2019. Previously, Barbara was also registered with Bear, Stearns & Co. Inc., Lazard Freres & Co. LLC, and UBS Securities LLC. Barbara's areas of expertise include portfolio management for businesses and providing analytical reports and public finance consulting. Barbara is licensed to provide financial services in California, Connecticut, Florida, Illinois, Massachusetts, Minnesota, New Hampshire, New York, Pennsylvania, Rhode Island, Texas and Vermont.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
08/02/2019 - Present
Piper Sandler & Co. (Boston MA)
MA
05/29/2002 - 08/02/2019
WEEDEN & CO.L.P. (BOSTON MA)
NY
08/11/2000 - 05/09/2002
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
03/30/1998 - 07/03/2000
LAZARD FRERES & CO. LLC (NEW YORK NY)
NY
02/04/1997 - 03/18/1998
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 03/03/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/1997
Series 7 - General Securities Representative Examination
BC
Issued 10/01/1991
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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