Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barbara? Claim Your ProfileBarbara Wolter has been a registered professional in the financial industry since 1987. Barbara is currently registered with Piper Sandler & Co. in Minnesota. Before that Barbara was with U.S. Bancorp Investments, Inc. Barbara has extensive experience in the financial industry and a strong track record of success. Barbara has a broad understanding of the financial markets and is committed to providing her clients with personalized investment advice and guidance. Barbara holds several licenses and certifications, including Series 7, Series 52, Series 63, and Series 66. Barbara's expertise and commitment to her clients make her a valuable resource for anyone looking for financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
08/05/2016 - Present
Piper Sandler & Co. (MINNEAPOLIS MN)
MN
09/16/1996 - 04/15/2003
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
TX
09/20/1993 - 03/18/1994
BROKERS TRANSACTION SERVICES, INC. (DALLAS TX)
MN
01/24/1991 - 10/16/1991
MIMLIC SALES CORPORATION (ST. PAUL MN)
MN
06/24/1987 - 09/14/1989
BANKERS SYSTEMS BROKERAGE SERVICES, INC. (ST. CLOUD MN)
BOTH
Issued 09/19/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/20/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/1992
Series 52 - Municipal Securities Representative Examination
BC
Issued 06/20/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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