Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barbara? Claim Your ProfileBarbara Jean Ralston is a financial advisor with over 30 years of experience in the industry. Barbara is currently registered with Kovack Advisors, Inc., and has been with the firm since November 2016. Previously, Barbara was a registered representative with TKG FINANCIAL, LLC, and First Wall Street Corp. Barbara has a wide range of experience in the financial services industry and specializes in providing financial planning, portfolio management, and other investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
11/30/2016 - Present
Kovack Advisors, Inc. (FT. LAUDERDALE FL)
CA
04/20/2005 - 07/24/2017
TKG FINANCIAL, LLC (SANTA BARBARA CA)
CA
09/12/1996 - 04/01/2005
FIRST WALL STREET CORP. (LA JOLLA CA)
NA
02/29/1996 - 09/06/1996
PAINEWEBBER INCORPORATED
NJ
02/28/1996 - 09/06/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
07/07/1987 - 11/07/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 12/10/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/22/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/14/1998
Series 4 - Registered Options Principal Examination
BC
Issued 05/07/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/29/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/1995
Series 7 - General Securities Representative Examination
BC
Issued 07/02/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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