Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barbara? Claim Your ProfileBarbara Simons has been in the financial services industry since July 18, 1983 and is currently registered with Stratos Wealth Partners, Ltd.. Barbara holds both Series 7 and Series 63 licenses, and is a Registered Options Principal and a General Securities Principal. Barbara has prior experience with firms such as Lincoln Financial Advisors Corporation, The Lincoln National Life Insurance Company, Stanford Group Company, Chase Securities of Texas, Inc., Texas Commerce Brokerage, American Capital Financial Services, Inc., Charles Schwab & Co., Inc., and American General Capital Distributors, Inc. Barbara is registered to provide investment advisory services in multiple states, including Ohio, Texas, and Louisiana.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of assets under management with third party managers
1
2
OH
03/03/2016 - Present
Stratos Wealth Partners, Ltd. (BEACHWOOD OH)
OH
08/21/2000 - 11/04/2008
LINCOLN FINANCIAL ADVISORS CORPORATION (CLEVELAND OH)
IN
08/21/2000 - 06/08/2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
TX
04/17/2000 - 05/22/2000
STANFORD GROUP COMPANY (HOUSTON TX)
TX
05/13/1993 - 04/14/2000
CHASE SECURITIES OF TEXAS, INC. (HOUSTON TX)
NA
05/06/1986 - 05/13/1993
TEXAS COMMERCE BROKERAGE
NA
07/08/1982 - 06/12/1985
AMERICAN CAPITAL FINANCIAL SERVICES, INC.
NA
12/13/1982 - 08/22/1983
CHARLES SCHWAB & CO., INC.
NA
04/29/1982 - 02/24/1983
AMERICAN GENERAL CAPITAL DISTRIBUTORS, INC.
BC
Issued 06/30/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/21/1995
Series 24 - General Securities Principal Examination
BC
Issued 09/27/1995
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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