Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barbara? Claim Your ProfileBarbara Brennan has been in the financial services industry since March 4, 1989. Barbara is currently registered with LPL Financial LLC, in Grafton, Wisconsin. Barbara has previously been registered with several other firms including Associated Investment Services, Inc., Commonwealth Financial Network, PrimeVest Financial Services, Inc., U.S. Bancorp Investments, Inc., Chase Investment Services Corp., Banc One Securities Corporation, Stifel, Nicolaus & Company, Incorporated, M&I Brokerage Services, Inc., Country Club Financial Services, Inc., Clayton Brown & Associates, Inc., and Hanover Investment Securities, Inc. Barbara is also registered in the following states: Florida, Illinois, Michigan, Minnesota, Tennessee, Texas, and Wisconsin. Barbara is a licensed Series 7, Series 63, and SIE securities professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WI
08/26/2015 - Present
LPL Financial LLC (GRAFTON WI)
WI
03/03/2010 - 07/08/2015
ASSOCIATED INVESTMENT SERVICES, INC. (MILWAUKEE WI)
WI
04/18/2008 - 11/17/2008
COMMONWEALTH FINANCIAL NETWORK (GERMANTOWN WI)
WI
10/19/2007 - 02/26/2008
PRIMEVEST FINANCIAL SERVICES, INC. (GREENFIELD WI)
WI
03/20/2006 - 04/20/2007
U.S. BANCORP INVESTMENTS, INC. (GERMANTOWN WI)
WI
07/06/2005 - 03/20/2006
CHASE INVESTMENT SERVICES CORP. (MILWAUKEE WI)
IL
01/18/2000 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
MO
05/23/1997 - 01/05/2000
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
WI
07/23/1996 - 03/13/1997
M&I BROKERAGE SERVICES, INC. (MILWAUKEE WI)
MO
05/25/1994 - 05/17/1996
COUNTRY CLUB FINANCIAL SERVICES, INC. (KANSAS CITY MO)
IL
12/16/1986 - 01/01/1994
CLAYTON BROWN & ASSOCIATES, INC. (CHICAGO IL)
NA
04/29/1986 - 12/23/1987
HANOVER INVESTMENT SECURITIES, INC.
BC
Issued 06/07/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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