Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barbara? Claim Your ProfileBarbara Borowsky has been in the financial services industry since 1996. Currently, Barbara is registered with Dempsey Lord Smith, LLC and is licensed to provide investment advice in Georgia. Barbara has previously held positions with Coastal Equities, Inc., J.P. Turner & Company, LLC., SunTrust Investment Services, Inc., Wachovia Securities, LLC, First Union Brokerage Services, Inc., and Wachovia Securities, Inc. Barbara is also an independent insurance agent. Barbara holds the Series 7, Series 26, Series 63 and Series 65 licenses and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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GA
09/18/2017 - Present
Dempsey Lord Smith, LLC (ROME GA)
GA
08/15/2016 - 10/13/2016
COASTAL EQUITIES, INC. (Roswell GA)
GA
05/25/2009 - 11/02/2015
J.P. TURNER & COMPANY, L.L.C. (ATLANTA GA)
GA
09/26/2003 - 12/09/2008
SUNTRUST INVESTMENT SERVICES, INC. (ATLANTA GA)
MO
10/01/2000 - 09/29/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
07/13/2000 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NC
02/14/2000 - 06/30/2000
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NC
12/23/1994 - 02/14/2000
WACHOVIA BROKERAGE SERVICE (WINSTON SALEM NC)
IA
Issued 08/24/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/29/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/27/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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