Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barbara? Claim Your ProfileBarbara Walters is a financial advisor at Stifel Independent Advisors, LLC. She is licensed to provide financial advice in Maryland, Pennsylvania and Texas. Barbara has been working in the financial industry since August 16, 2012, and she is registered with the Securities and Exchange Commission as well as the Financial Industry Regulatory Authority (FINRA). Barbara provides a variety of financial services to individuals and businesses, including financial planning, portfolio management and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MO
10/13/2022 - Present
Stifel Independent Advisors, LLC (ST. LOUIS MO)
MD
08/17/2012 - 10/25/2022
RBC CAPITAL MARKETS, LLC (HUNT VALLEY MD)
BOTH
Issued 02/27/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/09/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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