Unclaimed
Barbara Randolph is a financial advisor with Edward Jones. Barbara has been in the industry since January 24, 1989. She is registered with FINRA, the State of Connecticut, and the State of Texas. Barbara has a wide range of experience in the financial services industry, having worked for several different firms in the past. She has also held leadership positions in the industry, including Branch Manager and General Securities Principal. Barbara is committed to providing her clients with personalized financial advice and guidance. She offers a variety of financial services, including financial planning, investment management, and retirement planning. Barbara is dedicated to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CT
03/04/2015 - Present
Edward Jones (WEST HARTFORD CT)
MO
12/16/1999 - 10/08/2004
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
MO
11/14/1996 - 12/14/1999
EDWARD JONES (ST. LOUIS MO)
MA
11/21/1995 - 11/26/1996
1784 INVESTOR SERVICES, INC. (BOSTON MA)
NY
03/22/1991 - 11/21/1995
WALL STREET INVESTOR SERVICES (NEW YORK NY)
NY
02/02/1990 - 03/21/1991
FINANCIAL SERVICES MARKETING, INC. (NEW YORK NY)
WI
01/24/1989 - 02/13/1990
INVEST FINANCIAL CORPORATION (APPLETON WI)
IA
Issued 10/02/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/01/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/22/1993
Series 12 - NYSE Branch Manager Examination
BC
Issued 10/02/1990
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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