linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Barbara J Moore

Arete Wealth Management, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Barbara? Claim Your Profile

About Barbara J Moore

Barbara Moore is a financial advisor with over 30 years of experience in the financial services industry. Barbara joined Arete Wealth Management, LLC in March 2024. Barbara has held previous positions at Uhlmann Price Securities, LLC, National Securities Corporation, Lincoln Financial Securities Corporation, Wells Fargo Advisors, LLC, Prudential Securities Incorporated and Thomson McKinnon Securities Inc. Barbara holds the Series 3, Series 7, and Series 63 licenses. Barbara is registered in California, Colorado, Florida, New Jersey and New York.

Firm Information

Barbara Moore is currently registered with Arete Wealth Management, LLC. Arete Wealth Management, LLC is a Limited Liability Company formed on January 20, 1998. The firm is registered with the SEC and in 53 states.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Barbara Moore’s Registration & Firm History

NY

03/18/2024 - Present

Arete Wealth Management, LLC (New York NY)

IL

03/29/2016 - 02/27/2024

UHLMANN PRICE SECURITIES, LLC (SKOKIE IL)

NJ

04/02/2012 - 03/23/2016

NATIONAL SECURITIES CORPORATION (PARAMUS NJ)

NJ

03/11/2011 - 04/13/2012

LINCOLN FINANCIAL SECURITIES CORPORATION (PARAMUS NJ)

NJ

07/01/2003 - 03/14/2011

WELLS FARGO ADVISORS, LLC (PARAMUS NJ)

NY

08/25/1989 - 07/01/2003

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

02/26/1987 - 08/25/1989

THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)

Not sure if Barbara J Moore is right for you?

Licenses & Designations

BC

Issued 03/18/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/21/1989

Series 3 - National Commodity Futures Examination

BC

Issued 02/21/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Barbara J Moore.
Not sure if Barbara J Moore is right for you?