Unclaimed
Barbara Irene Emenhiser is a financial advisor registered with Raymond James & Associates, Inc. Barbara has been in the financial services industry since 2004. Barbara is licensed to provide investment advice and securities services in Indiana. She is registered with FINRA and the state of Indiana. Prior to joining Raymond James, Barbara was with RAYMOND JAMES FINANCIAL SERVICES, INC. and FIFTH THIRD SECURITIES, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
11/12/2007 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
IN
04/27/2006 - 11/02/2007
RAYMOND JAMES FINANCIAL SERVICES, INC. (FORT WAYNE IN)
OH
11/19/2003 - 11/03/2005
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
BOTH
Issued 06/29/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/04/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/24/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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