Unclaimed
Barbara Hays is a financial advisor with Vanguard Advisers, Inc. Barbara has been in the financial services industry since December 28, 2012. Barbara is a registered representative in Arizona and Texas. Barbara is also registered with the Securities Industry and Financial Markets Association (FINRA). Barbara's current employer is Vanguard Advisers, Inc. Barbara has worked at Vanguard Advisers, Inc. since June 2018. Barbara specializes in providing financial planning, portfolio management for individuals and businesses, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
10/01/2019 - Present
Vanguard Advisers, Inc. (SCOTTSDALE AZ)
AZ
01/03/2014 - 06/01/2018
WELLS FARGO CLEARING SERVICES, LLC (SCOTTSDALE AZ)
AZ
07/16/2012 - 08/15/2013
LPL FINANCIAL LLC (PHOENIX AZ)
BOTH
Issued 09/17/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/13/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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