Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barbara? Claim Your ProfileBarbara Gordon Cohen is a registered representative with Noble Capital Markets, Inc. Barbara has been in the financial services industry since February 14, 2003. Barbara has a wide range of experience in the industry, having worked for several firms before joining Noble Capital Markets. Prior to joining Noble, Barbara was a registered representative at Sidot & Company, LLC from December 18, 2019 until June 3, 2022. Barbara is licensed to sell securities in several states. Barbara is also a registered principal with Noble Capital Markets, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/09/2022 - Present
Noble Capital Markets, Inc. (New York NY)
NY
12/18/2019 - 06/03/2022
SIDOTI & COMPANY, LLC (NEW YORK NY)
NJ
02/14/2019 - 12/20/2019
TOR BROKERAGE LLC (north bergen NJ)
NY
09/12/2016 - 02/28/2017
CHARDAN CAPITAL MARKETS LLC (NEW YORK NY)
CA
01/06/2015 - 06/01/2016
W.R. HAMBRECHT + CO., LLC (SAN FRANCISCO CA)
NJ
01/02/2014 - 01/07/2015
CV BROKERAGE, INC (WILLIAMSTOWN NJ)
NY
01/06/2009 - 06/03/2013
SIDOTI & COMPANY, LLC (NEW YORK NY)
NY
11/10/2005 - 12/05/2008
KEYBANC CAPITAL MARKETS INC. (NEW YORK NY)
NY
09/05/1997 - 11/04/1999
SCHRODER & CO. INC. (NEW YORK NY)
NC
05/11/1993 - 01/18/1995
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
NY
12/02/1991 - 04/27/1992
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 06/10/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/18/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/29/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 02/28/2017
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/2015
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 06/23/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/09/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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