Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barbara? Claim Your ProfileBarbara Goethe is a registered representative with Jefferies LLC, a firm with a Broker-Dealer scope of Active. She is currently located in Miami, Florida. Before joining Jefferies LLC, Barbara Goethe was previously registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Financial Services Inc., J.P. Morgan Securities LLC, and Citigroup Global Markets Inc. Barbara Goethe is registered with the Securities Industry Essentials Examination and General Securities Representative Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
12/02/2021 - Present
Jefferies LLC (Miami FL)
FL
04/17/2020 - 11/22/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MIAMI FL)
NY
08/20/2019 - 02/24/2020
UBS FINANCIAL SERVICES INC. (JERICHO NY)
NY
12/21/2015 - 05/14/2019
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
FL
03/13/2015 - 12/21/2015
UBS FINANCIAL SERVICES INC. (BOCA RATON FL)
FL
09/18/2012 - 06/20/2014
CITIGROUP GLOBAL MARKETS INC. (MIAMI FL)
FL
07/01/2010 - 09/06/2012
WELLS FARGO ADVISORS, LLC (MIAMI FL)
MA
02/22/2007 - 10/13/2009
MUTUAL SERVICE CORPORATION (BOSTON MA)
NY
11/08/2004 - 03/16/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
LA
09/23/2003 - 10/29/2004
PAN-AMERICAN FINANCIAL ADVISERS (NEW ORLEANS LA)
NY
04/24/2003 - 09/08/2003
DINOSAUR SECURITIES, L.L.C. (NEW YORK NY)
NY
04/06/1998 - 01/26/1999
GKN SECURITIES CORP. (NEW YORK NY)
BOTH
Issued 09/06/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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