Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barbara? Claim Your ProfileBarbara Glennis Prince is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. Barbara has over 15 years of experience in the financial services industry. She specializes in providing financial advice to individuals, corporations, and other businesses. Barbara has a wide range of experience in the financial services industry, including working with Mutual of America Life Insurance Company and Mutual of America Securities Corporation. Barbara is a registered representative with the Financial Industry Regulatory Authority (FINRA) and holds a Series 7, Series 6, Series 63, and Series 66 license. She is also registered as an Investment Advisor Representative (IAR) in Georgia and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
07/15/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ATLANTA GA)
GA
05/10/2012 - 06/27/2018
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (ATLANTA GA)
GA
05/10/2012 - 06/27/2018
MUTUAL OF AMERICA SECURITIES LLC (ATLANTA GA)
GA
12/02/2010 - 05/02/2011
FSC SECURITIES CORPORATION (ATLANTA GA)
GA
07/01/2009 - 10/29/2010
TRIAD ADVISORS, INC. (ATLANTA GA)
GA
03/02/2009 - 07/01/2009
SECURITIES AMERICA, INC. (ATLANTA GA)
GA
05/16/2008 - 07/30/2008
JGB INTERNATIONAL, INC. (ATLANTA GA)
GA
02/08/2007 - 12/14/2007
JGB INTERNATIONAL, INC. (ATLANTA GA)
NJ
03/07/2005 - 02/02/2007
LORD ABBETT DISTRIBUTOR LLC (JERSEY CITY NJ)
TX
07/26/2004 - 02/09/2005
VAN KAMPEN FUNDS INC. (HOUSTON TX)
BOTH
Issued 07/01/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/29/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/10/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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