Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barbara? Claim Your ProfileBarbara Frances Cassidy has been in the financial services industry since July 7, 2001. Currently, Barbara works at State Street Global Advisors Funds Distributors, LLC. Previously, Barbara worked at Barings Securities LLC and Baring Investment Services, Inc. Barbara is registered to sell securities in 52 states and the District of Columbia. Barbara is also a licensed representative in futures markets. Barbara holds the Series 3, Series 7 and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
07/21/2017 - Present
State Street Global Advisors Funds Distributors, LLC (Boston MA)
NC
09/24/2007 - 07/06/2017
BARINGS SECURITIES LLC (CHARLOTTE NC)
MA
05/14/2001 - 08/14/2007
BARING INVESTMENT SERVICES, INC. (BOSTON MA)
BC
Issued 06/14/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/22/2019
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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