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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barbara? Claim Your ProfileBarbara Ellen Dugan is an investment advisor representative who is currently registered with Farther in Tiburon, CA. Barbara has been in the industry for over 22 years and has held previous roles at Merrill Lynch, Pierce, Fenner & Smith Incorporated, J.P. Morgan Securities LLC, and AXA Advisors, LLC. Barbara is licensed in California and holds the Series 6, Series 7, Series 63, and Series 66 licenses. Barbara has experience providing financial planning, pension consulting, and portfolio management services to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
02/06/2024 - Present
Farther (TIBURON CA)
CA
01/28/2020 - 02/12/2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MILL VALLEY CA)
CA
05/15/2014 - 08/30/2017
J.P. MORGAN SECURITIES LLC (SANTA MONICA CA)
CA
02/24/2012 - 05/01/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ENCINO CA)
CA
09/17/2008 - 09/30/2010
AXA ADVISORS, LLC (LOS ANGELES CA)
BC
Issued 01/24/2020
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 02/17/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/30/2017
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/2012
Series 7 - General Securities Representative Examination
BC
Issued 09/16/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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