Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barbara? Claim Your ProfileBarbara Elizabeth Smallwood is a registered representative with TRB Capital Markets, LLC and Estrada Hinojosa & Company, Inc., with over 34 years of experience in the financial industry. Barbara holds the Series 7, 24, 52TO, 53, and 63 securities licenses, and has been a registered representative in the state of Texas since June 6, 2023. Barbara previously worked at Citigroup Global Markets Inc. from April 4, 1989 to May 10, 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
08/09/2024 - Present
TRB Capital Markets, LLC (DALLAS TX)
NY
04/04/1989 - 05/10/2023
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 07/10/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/01/2022
Series 24 - General Securities Principal Examination
BC
Issued 01/02/1996
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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