Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barbara? Claim Your ProfileBarbara Elizabeth Seaman is a registered representative with Foreside Fund Services, LLC. Barbara has been in the industry since March 2012 and has held previous positions at Jefferies LLC and Pierpont Securities LLC. Barbara holds the Series 7, Series 79, and Series 63 licenses, and the SIE exam. Barbara is registered to sell securities in Alabama, Arkansas, California, Connecticut, Delaware, Florida, Georgia, Louisiana, Maine, Maryland, Massachusetts, Mississippi, New Hampshire, New Jersey, New York, North Carolina, Pennsylvania, Rhode Island, South Carolina, Tennessee, Vermont, Virginia, and West Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
01/09/2019 - Present
Foreside Fund Services, LLC (Plantation FL)
NY
08/08/2013 - 09/07/2018
JEFFERIES LLC (NEW YORK NY)
NY
12/22/2010 - 09/21/2012
PIERPONT SECURITIES LLC (NEW YORK NY)
BC
Issued 01/13/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/07/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/2017
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 12/21/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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