Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barbara? Claim Your ProfileBarbara Ducham is an investment professional with over 20 years of experience in the financial services industry. Barbara is currently registered with Raymond James & Associates, Inc. in South Carolina. Barbara holds a Series 7, 63, and 65 license and is a Registered Representative and Investment Advisor Representative. Previously, Barbara has held positions at several financial institutions, including Raymond James Financial Services, Inc., Infinex Investments, Inc., Santander Securities LLC, and LPL Financial LLC. Barbara provides a range of services to individuals, businesses, and institutions, including financial planning, investment management, portfolio management for individuals and businesses, and pension consulting. Barbara is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
06/24/2022 - Present
Raymond James & Associates, Inc. (Myrtle Beach SC)
CT
12/21/2015 - 09/29/2021
RAYMOND JAMES FINANCIAL SERVICES, INC. (MIDDLETOWN CT)
CT
10/15/2013 - 12/09/2015
INFINEX INVESTMENTS, INC. (Bristol CT)
CT
09/19/2012 - 10/11/2013
SANTANDER SECURITIES LLC (WATERBURY CT)
CT
08/30/2010 - 09/19/2012
LPL FINANCIAL LLC (UNIONVILLE CT)
CT
01/23/2007 - 04/28/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (WEST HARTFORD CT)
CT
03/06/2003 - 12/11/2006
WACHOVIA SECURITIES, LLC (MERIDEN CT)
CT
03/21/2001 - 08/19/2002
WEBSTER INVESTMENT SERVICES, INC. (KENSINGTON CT)
IA
Issued 10/31/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/27/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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