Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barbara? Claim Your ProfileBarbara Denise Hudson is a financial professional with over 20 years of experience in the financial services industry. Barbara is currently registered with Charles Schwab & Co., Inc., a leading provider of financial services. Previously, Barbara was registered with TD Ameritrade, Inc., and J.P. Morgan Securities LLC, among other firms. Barbara is licensed to offer securities in 52 states. She holds the Series 6, Series 7, Series 9, Series 10, Series 24, and Series 63 licenses. Barbara is also a SIE exam holder. Barbara offers financial planning and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
TX
01/15/2021 - Present
Charles Schwab & CO., Inc. (Westlake TX)
NE
09/07/2021 - 12/31/2023
TD AMERITRADE, INC. (OMAHA NE)
IL
10/01/2008 - 11/10/2020
J.P. MORGAN SECURITIES LLC (CHICAGO IL)
IL
07/06/2005 - 09/17/2009
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
IL
07/01/2006 - 10/01/2008
J.P. MORGAN SECURITIES INC. (CHICAGO IL)
IL
07/08/2005 - 07/01/2006
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IL
07/28/2003 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IL
11/17/2000 - 06/27/2003
SCUDDER DISTRIBUTORS, INC. (CHICAGO IL)
BC
Issued 09/27/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/22/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/23/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/19/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2005
Series 7 - General Securities Representative Examination
BC
Issued 11/16/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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