Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barbara? Claim Your ProfileBarbara Spitzlei is an active investment advisor representative in Pennsylvania, having been in the industry since September 1997. Barbara is currently registered with Ameriprise Financial Services, LLC. She is also registered with the state of Pennsylvania as an investment advisor representative. Barbara has held previous positions at various firms, including WELLS FARGO CLEARING SERVICES, LLC, Ameriprise Financial Services, Inc., RBC CAPITAL MARKETS, LLC, UBS FINANCIAL SERVICES INC., WELLS FARGO INVESTMENTS, LLC, STIFEL, NICOLAUS & COMPANY, INCORPORATED, HANIFEN, IMHOFF INC., and HANIFEN, IMHOFF INC. She has a broad range of experience in the financial services industry, including experience in investments, financial planning, and asset allocation. Barbara offers various services to her clients, including financial planning, portfolio management, and asset allocation. She is committed to providing her clients with personalized advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
04/06/2018 - Present
Ameriprise Financial Services, LLC (Plymouth Meeting PA)
FL
05/24/2017 - 04/03/2018
WELLS FARGO CLEARING SERVICES, LLC (SUN CITY CENTER FL)
FL
01/28/2013 - 05/26/2017
AMERIPRISE FINANCIAL SERVICES, INC. (SUN CITY CENTER FL)
FL
11/09/2011 - 10/01/2012
RBC CAPITAL MARKETS, LLC (TAMPA FL)
FL
12/10/2001 - 11/14/2011
UBS FINANCIAL SERVICES INC. (TAMPA FL)
CA
10/02/2000 - 10/18/2001
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
MO
01/12/2000 - 06/20/2000
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
CO
02/23/1998 - 03/28/2000
HANIFEN, IMHOFF INC. (DENVER CO)
CO
01/01/1997 - 02/23/1998
HANIFEN, IMHOFF INC. (DENVER CO)
BOTH
Issued 06/10/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/15/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/07/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/24/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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