Unclaimed
Barbara Clancy is a financial advisor registered with FINRA and the State of California, with over 10 years of experience in the financial services industry. Barbara currently works with Pimco Investments LLC. Previously, Barbara worked with Allianz Global Investors Distributors LLC. Barbara holds the Series 3, 7, 24, and 66 licenses, as well as the SIE. She has been registered with FINRA since 2010, and has worked as a registered individual for Pimco Investments LLC since 2011. Barbara is a registered representative in the State of California, Connecticut, Florida, New Jersey, New York, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/14/2011 - Present
Pimco Investments LLC (NEW YORK NY)
NY
09/17/2010 - 02/14/2011
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)
BOTH
Issued 09/24/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/02/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2010
Series 3 - National Commodity Futures Examination
BC
Issued 09/16/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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