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Barbara Christine Larson

Northwestern Mutual Investment Services, LLC

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About Barbara Christine Larson

Barbara Christine Larson is a financial professional with over 20 years of experience in the industry. Barbara is registered with Northwestern Mutual Investment Services, LLC and has been with the firm since 2016. Barbara's previous employers include GWFS Equities, Inc. and Mutual of America Securities Corporation. Barbara holds a Series 6, Series 63, and SIE licenses and is registered in Colorado and Arizona. Barbara provides investment research and referrals to other advisors.

Firm Information

Barbara Larson is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Barbara Larson’s Registration & Firm History

CO

12/27/2018 - Present

Northwestern Mutual Investment Services, LLC (ENGLEWOOD CO)

CO

10/31/2016 - 10/27/2017

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (ENGLEWOOD CO)

CO

12/04/2013 - 05/10/2016

GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)

CO

01/12/2011 - 07/16/2013

MUTUAL OF AMERICA SECURITIES CORPORATION (GREENWOOD VILLAGE CO)

CO

10/17/1997 - 07/16/2013

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (GREENWOOD VILLAGE CO)

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Licenses & Designations

BC

Issued 02/11/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/27/2017

SIE - Securities Industry Essentials Examination

BC

Issued 10/15/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Barbara Christine Larson. Review regulatory record here.
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